Home > Society & social sciences > Politics & Current Events > SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]
SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]

SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]

          
5
4
3
2
1

Out of Stock


Premium quality
Premium quality
Bookswagon upholds the quality by delivering untarnished books. Quality, services and satisfaction are everything for us!
Easy Return
Easy return
Not satisfied with this product! Keep it in original condition and packaging to avail easy return policy.
Certified product
Certified product
First impression is the last impression! Address the book’s certification page, ISBN, publisher’s name, copyright page and print quality.
Secure Checkout
Secure checkout
Security at its finest! Login, browse, purchase and pay, every step is safe and secured.
Money back guarantee
Money-back guarantee:
It’s all about customers! For any kind of bad experience with the product, get your actual amount back after returning the product.
On time delivery
On-time delivery
At your doorstep on time! Get this book delivered without any delay.
Notify me when this book is in stock
Add to Wishlist

About the Book

APEX Test Prep's SIE Exam Prep 2021-2022: SIE Study Guide and Practice Test Questions for the FINRA Securities Industry Essentials Exam [Includes Detailed Answer Explanations]

APEX Test Prep believes that Series SIE exam preparation shouldn't be harder than the test itself.

To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive study material, practice questions, and detailed answer explanations.

We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to:

  • Test-Taking Strategies: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped.

  • Introduction to the SIE Exam Get a thorough breakdown of what the test is and what's on it!

  • Knowledge of Capital Markets Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, Practice Questions and Answer Explanations

  • Understanding Products and Their Risks Products, Investment Risks, Practice Questions and Answer Explanations
  • Understanding Trading, Customer Accounts and Prohibited Activities Trading, Settlement and Corporate Actionsm, Customer Accounts and Compliance Considerations, Prohibited Activities, Practice Questions and Answer Explanations
  • Overview of the Regulatory Framework SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, Practice Questions and Answer Explanations

    Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website.

  • Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day. We also include information about the test itself. This includes time limits and registration details.

  • Comprehensive Series SIE Study Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We make sure you are properly prepared for any question.

  • Practice Test Questions: Test out your skills and evaluate your readiness. The questions written by APEX Test Prep are as close as possible to the questions found in actual tests. You're training with the pros!

  • Detailed Answer Explanations: Every practice test comes with an in-depth answer key.

    Nothing is worse than missing a question and not knowing why. These APEX Test Prep explanations show you where you went wrong. Now, you can avoid making the same mistake on the actual exam.

    Get the experts of APEX Test Prep on your side. You don't want to miss out on this top-notch material.

    Life can be difficult. Test prep doesn't have to be.


  • Best Sellers



    Product Details
    • ISBN-13: 9781628457872
    • Publisher: Windham Press
    • Publisher Imprint: Apex Test Prep
    • Height: 279 mm
    • No of Pages: 146
    • Spine Width: 8 mm
    • Width: 216 mm
    • ISBN-10: 1628457872
    • Publisher Date: 26 Jan 2021
    • Binding: Paperback
    • Language: English
    • Returnable: N
    • Weight: 358 gr


    Similar Products

    How would you rate your experience shopping for books on Bookswagon?

    Add Photo
    Add Photo

    Customer Reviews

    REVIEWS           
    Click Here To Be The First to Review this Product
    SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]
    Windham Press -
    SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]
    Writing guidlines
    We want to publish your review, so please:
    • keep your review on the product. Review's that defame author's character will be rejected.
    • Keep your review focused on the product.
    • Avoid writing about customer service. contact us instead if you have issue requiring immediate attention.
    • Refrain from mentioning competitors or the specific price you paid for the product.
    • Do not include any personally identifiable information, such as full names.

    SIE Exam Prep Book 2021-2022: SIE Test Study Guide and Practice Questions for the FINRA Securities Industry Essentials Examination [2nd Edition]

    Required fields are marked with *

    Review Title*
    Review
      Add Photo Add up to 6 photos
      Would you recommend this product to a friend?
      Tag this Book
      Read more
      Does your review contain spoilers?
      What type of reader best describes you?
      I agree to the terms & conditions
      You may receive emails regarding this submission. Any emails will include the ability to opt-out of future communications.

      CUSTOMER RATINGS AND REVIEWS AND QUESTIONS AND ANSWERS TERMS OF USE

      These Terms of Use govern your conduct associated with the Customer Ratings and Reviews and/or Questions and Answers service offered by Bookswagon (the "CRR Service").


      By submitting any content to Bookswagon, you guarantee that:
      • You are the sole author and owner of the intellectual property rights in the content;
      • All "moral rights" that you may have in such content have been voluntarily waived by you;
      • All content that you post is accurate;
      • You are at least 13 years old;
      • Use of the content you supply does not violate these Terms of Use and will not cause injury to any person or entity.
      You further agree that you may not submit any content:
      • That is known by you to be false, inaccurate or misleading;
      • That infringes any third party's copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy;
      • That violates any law, statute, ordinance or regulation (including, but not limited to, those governing, consumer protection, unfair competition, anti-discrimination or false advertising);
      • That is, or may reasonably be considered to be, defamatory, libelous, hateful, racially or religiously biased or offensive, unlawfully threatening or unlawfully harassing to any individual, partnership or corporation;
      • For which you were compensated or granted any consideration by any unapproved third party;
      • That includes any information that references other websites, addresses, email addresses, contact information or phone numbers;
      • That contains any computer viruses, worms or other potentially damaging computer programs or files.
      You agree to indemnify and hold Bookswagon (and its officers, directors, agents, subsidiaries, joint ventures, employees and third-party service providers, including but not limited to Bazaarvoice, Inc.), harmless from all claims, demands, and damages (actual and consequential) of every kind and nature, known and unknown including reasonable attorneys' fees, arising out of a breach of your representations and warranties set forth above, or your violation of any law or the rights of a third party.


      For any content that you submit, you grant Bookswagon a perpetual, irrevocable, royalty-free, transferable right and license to use, copy, modify, delete in its entirety, adapt, publish, translate, create derivative works from and/or sell, transfer, and/or distribute such content and/or incorporate such content into any form, medium or technology throughout the world without compensation to you. Additionally,  Bookswagon may transfer or share any personal information that you submit with its third-party service providers, including but not limited to Bazaarvoice, Inc. in accordance with  Privacy Policy


      All content that you submit may be used at Bookswagon's sole discretion. Bookswagon reserves the right to change, condense, withhold publication, remove or delete any content on Bookswagon's website that Bookswagon deems, in its sole discretion, to violate the content guidelines or any other provision of these Terms of Use.  Bookswagon does not guarantee that you will have any recourse through Bookswagon to edit or delete any content you have submitted. Ratings and written comments are generally posted within two to four business days. However, Bookswagon reserves the right to remove or to refuse to post any submission to the extent authorized by law. You acknowledge that you, not Bookswagon, are responsible for the contents of your submission. None of the content that you submit shall be subject to any obligation of confidence on the part of Bookswagon, its agents, subsidiaries, affiliates, partners or third party service providers (including but not limited to Bazaarvoice, Inc.)and their respective directors, officers and employees.

      Accept

      New Arrivals



      Inspired by your browsing history


      Your review has been submitted!

      You've already reviewed this product!