Home > General > NISM's Merchant Banking | Examination Workbook IX | Workbook Version - November 2020 | An Educational Initiative of SEBI
NISM's Merchant Banking | Examination Workbook IX | Workbook Version - November 2020 | An Educational Initiative of SEBI

NISM's Merchant Banking | Examination Workbook IX | Workbook Version - November 2020 | An Educational Initiative of SEBI

          
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About the Book

This book aims to create a common minimum knowledge benchmark for employees working with SEBI registered Merchant Bankers and performing various SEBI regulated functions such as those relating to IPO, FPO, Open offer, Buy-back, Delisting, etc. and are involved in, or deal with any of the following:The investors, issuers or clients of intermediariesAssets or funds of investors or clientsRedressal of investor grievancesInternal control or risk managementActivities having a bearing on operational riskMaintain books and records pertaining to above activitiesThis book ensures basic understanding of various aspects of capital market function, the process involved in various function of registered Merchant Bankers, and the regulatory environment in which it operates. This book will be immensely useful to all those who want to learn about the various functional aspects of Merchant Bankers.The Present Publication is the November 2020 workbook version, published exclusively by Taxmann for NISM Certification Examination IX [Merchant Banking], with the following noteworthy features:Know the basics of the Merchant Banking in IndiaUnderstand the functioning of Merchant Bankers related to Issue Management Process, Substantial Acquisition of Equity Shares, Buyback of Equity Shares and Delisting of SharesKnow the regulatory environment in which the Merchant Banker operates in IndiaCoverage of this book includes:o Introduction to Capital Marketso Introduction to the Merchant Bankingo Registration, Code of Conduct & General Obligations of Merchant Bankers in Indiao Issue Management - Important Termso Issue Management - Process and Underwritingo ssue Management - General Obligations of Merchant Bankers and Due Diligenceo Other Merchant Banking Activities - Mergers, Acquisitions & Takeoverso Other Merchant Banking Activities - Disinvestment, Buyback of Equity SharesAbout the AuthorNational Institute of Securities Markets (NISM) is an educational institution established by the Securities and Exchange Board of India (SEBI), the securities market regulator, in 2006. The Institute was established in pursuant to the Union Finance Ministers proposal, in his 2005-06 Budget Speech, to set up an institution for teaching and training intermediaries in the securities markets and promoting research. NISM is committed to its vision to lead, catalyze and deliver educational initiatives to enhance the quality of securities markets. The Institute conducts a wide range of capacity building programmes in securities markets from basic financial literacy to full-time post-graduation programmes. The Institutes six Schools of Excellence, viz., School for Certification of Intermediaries, School for Securities Education, School for Investor Education and Financial Literacy, School for Regulatory Studies and Supervision, School for Corporate Governance and School for Securities Information and Research upholds NISMs vision and works in synergy towards professionalizing the markets. . NISM is mandated by SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 to conduct certification examinations and continuing professional education programs for associated persons engaged by an intermediary. NISM also conducts certification examinations for other regulators like IBBI and PFRDA. NISMs certifications establish a single market-wide knowledge benchmark for different functions in the Indian securities market and enable the associated persons to advance their knowledge and skills.


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Product Details
  • ISBN-13: 9789390831500
  • Publisher: Taxmann
  • Binding: Paperback
  • Height: 40 mm
  • No of Pages: 276
  • ISBN-10: 9390831504
  • Publisher Date: 28 Feb 2021
  • Edition: Workbook Version - November 2020
  • Language: English
  • Width: 140 mm


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NISM's Merchant Banking | Examination Workbook IX | Workbook Version - November 2020 | An Educational Initiative of SEBI
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