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COMPLIANCE MANAGEMENT, AUDIT & DUE DILIGENCE (PP NS 2022)

COMPLIANCE MANAGEMENT, AUDIT & DUE DILIGENCE (PP NS 2022)

          
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About the Book

Compliance management is the method by which corporate manage the entire compliance process with the help of check list of compliance calendar. It includes compliance program, compliance audit, compliance report etc. In other words it is called compliance solution. Secretarial Audit and Compliance Management are the routine tools for effective governance. Compliance Management is into a corporate system to avoid noncompliances and the Secretarial Audit is carried out on periodical basis by an independent professional. Secretarial Audit is a process to check compliance under the provisions of various laws and rules/ regulations/ procedures applicable to organization. It is conducted by an independent professional to ensure that the company has complied with the appealable legal and procedural requirements and has also followed the due process. It is essentially a mechanism to monitor compliance with the requirements of stated laws. Due diligence is a pre-emptive tool to assess a business transaction. Due diligence is an investigative process for providing the desired comfort level about the potential investment and to minimize the risks such as hidden uncovered liabilities, poor growth prospects, price claimed for proposed investment being on higher side etc., In general, due diligence process is based on transaction. This study material is published to aid the students in preparing for the paper on Compliance Management, Audit & Due Diligence of Professional Programme. It is part of the educational kit and guide the students step by step through each phase of preparation while emphasizing on key concepts, principles, comprehending, integrating and advising to resolve complex issues case studies and decision making. Company Secretaryship being a professional course, requires the examination standards to be set very high, with emphasis as expert of concepts, applications, procedures and case laws, for which sole reliance on the contents of the study material may not b


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Product Details
  • ISBN-13: 978B0CH19C7SB
  • Publisher: ICSI
  • Binding: Paperback
  • No of Pages: 636
  • ISBN-10: B0CH19C7SB
  • Publisher Date: 01-01-23
  • Language: English

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